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Civil Commitments in Minnesota

Monday, January 4th, 2010

Civil commitments in the state of Minnesota are largely handled by the state itself.  If you suspect a family member is in need of a civil commitment and they would not agree to it (a voluntary commitment), the Minnesota Statutes allow for an involuntary commitment to take place.  This is often done when an individual is brought to the hospital for attempting to harm themselves or others.  In order to be committed involuntarily, the court must find that:

 1) You are mentally ill, chemically dependent or mentally retarded;

2) There is a substantial likelihood you will physically harm yourself or others as demonstrated by:

a) a failure to obtain food, clothing, shelter or medical care as a result of the impairment,

b) a recent attempt or threat to physically harm self or others,

c) inability to provide food, clothing, shelter or medical care or,

d) volitional conduct involving significant damage to substantial property.

3) There is no less restrictive treatment program that will meet your treatment needs.

 Every county has a department that will assist you if you believe someone is in need of civil commitment.  If you have knowledge of the individual or the reasons why you believe they should be committed, the department will want to discuss the situation with you and find out the basis of your beliefs.  The county will then investigate the matter and determine if further steps are needed.  The county handles the majority of the process and recommends that family members are not the party that actually asks the court for an individual to be committed.  Family members are encouraged to remain involved in the process, however, and make sure things are proceeding as they should.

 The system is set up so that the county attorney pursues most civil commitments.  A very helpful resource on the commitment process and contact information for county agencies, published by Minnesota’s National Alliance on Mental Illness (NAMI) office, is available on their website.

Should I Record My Phone Calls During My Divorce or Custody Case?

Tuesday, December 29th, 2009

Minnesota law says it is legal for a person to record a wire, oral or electronic communication if that person is a party to the communication, or if one of the parties has consented to the recording — so long as no criminal or tortious intent accompanies the recording.  So, even though it is “technically” legal does recording a conversation help your divorce or custody case?  Should a lawyer advise a person to record a telephone call? The following article may shed some light on the subject:

Directing the Tape-Recording of Phone Conversations

by
Candice M. Hojan, Senior Assistant Director
Minnesota Office of Lawyers Professional Responsibility

Reprinted from Minnesota Lawyer (October 2, 2000)

In 1996, the Minnesota Lawyers Professional Responsibility Board (LPRB) adopted Opinion 18, which prohibits an attorney’s tape-recording of telephone conversations without the knowledge of the other party to the conversation. LPRB Opinion 18 provided exceptions to the broadly stated rule, and left many questions, which often fall to the Office of Lawyers Professional Responsibility advisory opinion service to answer.

One question that has been asked about Opinion 18 is whether an attorney can advise a divorce client to tape-record a child’s phone conversations with the adverse party. Perhaps the mother has temporary custody, but suspects that the father is trying to undermine her authority with the child.

Perhaps the noncustodial parent makes disclosures to the child and tells the child not to tell the custodial parent. Perhaps the safety and security of the child truly is at stake. Many arguments are made in support of surreptitious taping. However, more often than not, one party is attempting to gain an advantage by catching the other side unaware and in a compromised position.

Arizona has recently provided an answer to the question of whether an attorney may recommend that the client record telephone conversations between a minor child and the other parent and has opined that the attorney should not advise the divorce client to tape-record the child’s phone calls with the other party. (Arizona State Bar Comm. on the Rules of Professional Conduct, Op. 2000-04, 3/00.) Would the Minnesota disciplinary system give the same answer? LPRB Opinion 18 reads as follows:

It is professional misconduct for a lawyer, in connection with the lawyer’s professional activities, to record any conversation without the knowledge of all parties to the conversation, provided as follows:

1. This opinion does not prohibit a lawyer from recording a threat to engage in criminal conduct;

2. This opinion does not prohibit a lawyer engaged in the prosecution or defense of a criminal matter from recording a conversation without the knowledge of all parties to the conversation;

3. This opinion does not prohibit a government lawyer charged with civil law enforcement authority from making or directing others to make a recording of a conversation without the knowledge of all parties to the conversation;

4. This opinion does not prohibit a lawyer from giving legal advice about the legality of recording a conversation.

In contrast, note that Minnesota statutory law allows tape-recording of conversations with consent of one party to the conversation.

Arizona, prior to March 2000, followed Ariz. Op. 95-03, holding that it is unethical conduct for counsel to surreptitiously record opposing counsel and Ariz. Op. 75-13, holding that it is improper for a lawyer to surreptitiously record any conversation between the lawyer and another person, except in limited circumstances, or between third persons. The exceptions in Ariz. Op. 75-13 are the same as those set out in LPRB Opinion 18. Arizona has adopted the Rules of Professional Conduct, as has Minnesota. In addition, Arizona law allowed for the recording of conversations with consent of one party. Thus, Arizona and Minnesota used the same underlying ethics rules and opinions and had the same statutory law concerning tape-recording of conversations prior to March 2000.

Ariz. Op. 2000-04 considered the following scenario. The client is a divorced parent. In good faith, your client (parent #1) believes that during telephone conversations between the child and parent #2, parent #2 is undermining the child’s relationship with parent #1, your client. After the conversations, the child demonstrates severe emotional upset, often lasting for hours. Note that the factual scenario is not dependent upon who is the custodial parent. Note, also, that the consent of the child, or at least the consent of the client-parent, is presumed, so that the tape-recording is not in violation of state or federal law.

The Arizona opinion holds that directing such tape-recording violates Rules 8.4(a) and (c), which prohibit an attorney violating the rules through the acts of another and which prohibit conduct involving fraud, deceit or misrepresentation. The opinion also notes that the whole point of not disclosing the recording of the conversation is to capture the other party on tape making a statement that would likely not otherwise be made if the taping were revealed. As to the uninformed party, the taping is deceitful.

As a result, although such recording may not be illegal, the opinion holds it is unethical. An attorney’s advice to a client to tape-record conversations between the other parent and a child in which only one of the parties to the conversation is aware of being recorded violates Arizona’s ethics rules.

The Minnesota Lawyers Professional Responsibility Board has not issued an opinion on this factual scenario. To date, the Director’s Office has not sought public or private discipline on similar facts. However, in telephone advisory opinions the advice given by the office comports with the recent Arizona opinion: it may be legal, but it’s not ethical.

So, the bottom line is that recording conversations is not technically illegal but the Judge will likely not want to listen to the tape and may be suspicious as to where the recording came from.  Emails, voicemails and text messages are another story.  Those types of communications are seen and reprinted quite often in family law matters.  If you have a question about whether you should record conversations in divorce or custody proceedings, please contact the attorneys at Germscheid, Heimerl & Lammers today.

Ways to Avoid Problems in Supervised Formal Probate Administrations

Wednesday, November 4th, 2009

When you are a Personal Representative in a supervised administration for probate versus an unsupervised administration or an informal probate, you are held to a different standard as far as following the rules.  There are specific rules for the probate court.  In an unsupervised administration, the court is not watching you as closely to make sure that you are following those rules.  However, when it is a supervised administration, almost everything has to be presented to the court for approval. 

If you do not get the court’s approval in advance of doing something, it may or may not be detrimental, depending on your situation.  For example, if all beneficiaries are aware of what is happening, the court may not take any recourse other than retroactively approving what was done.  However, if not all beneficiaries are included in what is done, or there are other issues such as a minor is involved, then the court very well may punish the individuals who violated the rules more severely.

The best course of action as a Personal Representative is to follow your attorney’s advice.  There are so many details within the rules of what needs to be done and what is prohibited.  Without the advice of counsel, it is easy to miss something.

The last thing you want to do as a Personal Representative is to make a mistake that puts you in trouble.  It is easily avoidable if you are diligent in your role as Personal Representative and avoid taking any significant action without consulting your attorney first.

The Basics of Guardianship and Conservatorship Law in Minnesota

Friday, October 30th, 2009

There are two arrangements that can be made if a person is unable to act on their own behalf: a Guardianship and a Conservatorship.  When a person is unable to act on their own behalf, it means the person is incapacitated.

Minnesota Statutes say that incapacity is proven when the Petitioner (the person who is asking the court to appoint a conservator/guardian) can provide evidence to the court that:

  1. the proposed ward/protected person is unable to make responsible personal decisions, and;
  2. is unable to meet his or her needs.

 What is a Guardianship?

A Legal Guardianship is a legal arrangement under which one person, a guardian who is appointed by a court, has the legal right and duty to care for another, the ward, because of the ward’s inability to legally act on his or her own behalf because they are a minor or because of mental or physical incapacity. Black’s Law Dictionary 707 (6th ed. 1990). Minnesota Statutes state that a guardian has the powers and duties over the ward’s person.

 What is a Conservatorship?

A conservatorship is similar to a guardianship except that the conservator who has been appointed by the court has powers and duties over the incapacitated person’s estate.

 Who needs Guardianship or Conservatorship?

A ward is a person who is under the custody or protection of another.  Wards who have had guardians appointed are minors or incapacitated adults who are impaired to the extent lacking sufficient understanding or capacity to make or communicate responsible personal decisions and who have demonstrated deficits in behavior which evidence an inability to meet personal needs for medical care, nutrition, clothing, shelter, or safety. Minn. Stat. § 524.5-310.

In the case of guardianship of the person, and conservatorship an incapacitated person is:

 ”an individual who, for  reasons other than being a minor, is impaired to the extent of lacking sufficient understanding or capacity to make or communicate responsible personal decisions, and who has demonstrated deficits in behavior which evidence an inability to meet personal needs for medical care, nutrition, clothing, shelter, or safety, even with appropriate technological assistance.” Minn. Stat. § 524.5-102, subd. 6).

Protected persons are those individuals who have had conservators appointed for them because they lack similar capacity and have demonstrated behavioral deficits regarding their estate or financial affairs. MS 524.5-401

Who is appointed guardian or conservator?

Whoever the court determines is in the best interests of the ward or protected person can be their Guardian of Conservator. The Court will consider the following factors:

  1. current guardian;
  2. kinship or familial relationship;
  3. the reasonable preference of the ward or protected person.

Minnesota Statute says that the court is required to act in the best interest of the incapacitated person when considering who to appoint as guardian or conservator. Minn. Stat. § 524.5-309. Guardians and conservators must also submit to a criminal history and a background check.

In order to apply for a for the appointment to be guardian or conservator a Petition must be filed in the probate court of the county of residence of the proposed ward or protected person.  A court hearing is required.  The proposed ward or protected person should be present at the hearing.  If the court finds that a guardian or conservator is needed, then a court will issue an order granting the Petitioner guardianship or conservatorship or both. At the hearing, the court may order the conservator of the estate to post a bond before the letters of conservatorship are issued.  This will provide assurance that the ward or protected persons property and funds are secured.   Letters of guardianship or conservatorship are evidence of the guardian’s or conservator’s authority to act on behalf of the ward or protected person.

The Court will want to order the least restrictive alternative to appointing a guardian or conservator.  That means that if a suitable alternative to appointing a guardian or conservator is available the Court may order use of that alternative instead.  For example, if the goals of the appointment can be accomplished by setting up a trust or a joint bank account, the court will go that route in lieu of a full-blown guardianship or conservatorship.

Formal and Informal Probate in Minnesota: What is the Difference?

Tuesday, October 27th, 2009

There are two different tracks one can take when an estate needs to go through the probate process in Minnesota: formal and informal.  Informal probate is the most commonly used form, and is easiest for parties to use when the assets are straightforward and when everyone involved gets along.  However, there are situations where formal probate is strongly recommended or even required.

The formal probate process is required in many situations, including the following: when there are problems with the will that a judge needs to review, when the heirs are not known, when the will is missing, when there are minor heirs, when known heirs do not get along, or when there are expected to be problems with the administration.  Also, if the estate is insolvent (meaning there is more debt than assets), then formal proceedings are required.

The informal probate process uses a registrar instead of a judge who approves the estate to proceed informally and makes sure the paperwork is complete.  The registrar is not involved between when the estate is approved and when the final accounting is due.  This process has less oversight by the court and additional costs from hearings are not incurred.

The formal process starts with a hearing in front of a district court judge.  The court reviews the paperwork and approves the Personal Representative (PR).  At that point, the PR is able to work to resolve all outstanding issues in the estate.  The estate may either be supervised, meaning the court must sign off on any distributions to heirs before they are made, or unsupervised, meaning the PR does not need the court to approve anything before closing the estate.  In all estates, the court requires the PR to submit an accounting of everything they did.

Depending on the circumstances in your situation, one track may be better suited for you than the other.  Speaking with an experienced probate attorney can help you to identify which route to take.

Protecting Your Credit in Real Property Divisions in Minnesota Divorce

Thursday, October 15th, 2009

A common part of a settlement agreement with divorce is the division of the homestead.  Real property is considered marital if it was purchased during the marriage, regardless of whose name is actually on the title.  In addition, if one party purchased the home prior to the marriage, the other spouse is entitled to some of the equity in the home that was gained during the time of the marriage.  How much that equity amounts to in this economy is a different matter.

 When parties divorce, the home is either ordered to be sold or is awarded to one of the parties.  The agreement does not always specify that the party keeping the home should refinance, however.  What happens then?  Does this affect the other spouse’s credit?

 The answer is it very well can have an impact on your credit.  If you are the spouse walking away from the home and your ex does not plan to refinance, the mortgage company is still able to come after you for any of the unpaid mortgage if your ex does not pay on time.  The mortgage company can report this to the credit bureaus, which will have an effect on your credit score.  Your recourse at that time is to make a payment and then sue your former spouse in court.

 There is no recognized legal right to sue based on damage to your credit score.  If you are not able to make a payment on the mortgage, you may be left with no recourse, even though your spouse assumed the entire payment.  This is why it is important to know what your final divorce agreement says and speak to a lawyer about how that will affect you long-term.

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Sunday, August 9th, 2009

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